-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SwqLTheZfIEO+dxvhHKtDnIjPLNKtGW3diXuR7IpviqlPqRrMnujBl7kIPp0OUHy MGdcpqaeSTzFaZTsggNZ+A== 0000912057-01-542036.txt : 20020412 0000912057-01-542036.hdr.sgml : 20020412 ACCESSION NUMBER: 0000912057-01-542036 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011205 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARVARD BIOSCIENCE INC CENTRAL INDEX KEY: 0001123494 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 043306140 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60603 FILM NUMBER: 1806717 BUSINESS ADDRESS: STREET 1: 84 OCTOBER HILL RD CITY: HOLLISTON STATE: MA ZIP: 01746 BUSINESS PHONE: 5088938999 MAIL ADDRESS: STREET 1: 84 OCTOBER HILL ROAD CITY: HOLLISTON STATE: MA ZIP: 01746 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GRAZIANO CHANE CENTRAL INDEX KEY: 0001133234 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O HARVARD BIOSCIENCE INC STREET 2: 84 OCTOBER HILL ROAD CITY: HOLLISTON STATE: MA ZIP: 01746-1371 BUSINESS PHONE: 5088938999 MAIL ADDRESS: STREET 1: C/O HARVARD BIOSCIENCEINC STREET 2: 84 OCTOBER HILL ROAD CITY: HOLLISTON STATE: MA ZIP: 01746-1371 SC 13G/A 1 a2065240zsc13ga.txt SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO (AMENDMENT NO. 1)(1) HARVARD BIOSCIENCE, INC. - -------------------------------------------------------------------------------- (Name of issuer) COMMON STOCK, PAR VALUE $.01 PER SHARE - -------------------------------------------------------------------------------- (Title of class of securities) 416906 10 5 - -------------------------------------------------------------------------------- (CUSIP number) DECEMBER 12, 2000 - -------------------------------------------------------------------------------- (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ RULE 13d-1(d) (Continued on the following pages) - -------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 7 SCHEDULE 13G - ------------------------------------------ ---------------------------------------------- CUSIP NO. 416906 10 5 - ---------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS CHANCEY GRAZIANO S.S. OR I.R.S IDENTIFICATION NOS. OF ABOVE PERSONS S.S.N. ###-##-#### - ---------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - ---------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION THE COMMONWEALTH OF MASSACHUSETTS, U.S.A. - ---------------------------------------------------------------------------------------------------------------------- 5 SOLE VOTING POWER 3,798,881 (1) -------------------------------------------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY NONE OWNED BY EACH -------------------------------------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 3,798,881 (1) -------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER NONE - ---------------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,798,881 SHARES OF COMMON STOCK (1) - ---------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ---------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 14.8% (1)(2) - ---------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ----------------------------------------------------------------------------------------------------------------------
(1) This form has been amended to reflect the fact that Mr. Graziano is not a trustee, as was originally reported, nor a beneficiary of two trusts established for the benefit of Mr. Graziano's children. These two trusts hold an aggregate of 1,291,004 shares of Common Stock, par value $.01 per share. Accordingly, the number of shares of Common Stock, par value $.01 per share, beneficially owned by Mr. Graziano, as reported on lines 5,7,9, and 11 on this page does not include these 1,291,004 shares. (2) As of December 31, 2000. Page 2 of 7 STATEMENT ON SCHEDULE 13G ITEM 1. (a) Name of Issuer. HARVARD BIOSCIENCE, INC. (b) Address of Issuer's Principal Executive Offices 84 OCTOBER HILL ROAD HOLLISTON, MASSACHUSETTS 01746 ITEM 2. (a) Name of Person Filing CHANCEY GRAZIANO (b) Address of Principal Business Office or, if none, Residence 84 OCTOBER HILL ROAD HOLLISTON, MASSACHUSETTS 01746 (c) Citizenship THE COMMONWEALTH OF MASSACHUSETTS, U.S.A. (d) Title of Class of Securities COMMON STOCK, PAR VALUE $.01 PER SHARE (e) CUSIP Number 416906 10 5 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13D-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: NOT APPLICABLE (a)[ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b)[ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c)[ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d)[ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e)[ ] An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E); (f)[ ] An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F); Page 3 of 7 STATEMENT ON SCHEDULE 13G (g)[ ] A parent holding company or control person in accordance with section 240.13d-1(b)(1)(ii)(G); (h)[ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i)[ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j)[ ] Group, in accordance with section 240.13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP (a) Amount beneficially owned: 3,798,881 (1) (b) Percent of class: 14.8% (1)(2) (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 3,798,881 (1) (ii) Shared power to vote to direct the vote: NONE (iii) Sole power to dispose or to direct the disposition of: 3,798,881 (1) (iv) Shared power to dispose or to direct the disposition of : NONE (1) THIS FORM HAS BEEN AMENDED TO REFLECT THE FACT THAT MR. GRAZIANO IS NOT A TRUSTEE, AS WAS ORIGINALLY REPORTED, NOR A BENEFICIARY OF THE TRUSTS ESTABLISHED FOR THE BENEFIT OF MR. GRAZIANO'S CHILDREN. THESE TWO TRUSTS HOLD AN AGGREGATE OF 1,291,004 SHARES OF COMMON STOCK, PAR VALUE $.01 PER SHARE. ACCORDINGLY, THE NUMBER OF SHARES OF COMMON STOCK, PAR VALUE $.01 PER SHARE, BENEFICIALLY OWNED BY MR. GRAZIANO, AS REPORTED IN ITEM 4 DOES NOT INCLUDE THESE 1,291,004 SHARES. (2) AS OF DECEMBER 31, 2000. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS NOT APPLICABLE If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. NOT APPLICABLE Page 4 of 7 ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. NOT APPLICABLE ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP NOT APPLICABLE Page 5 of 7 ITEM 9. NOTICE OF DISSOLUTION OF GROUP NOT APPLICABLE Page 6 of 7 ITEM 10. CERTIFICATION SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. November 23, 2001 ---------------------------------- Date /s/ Chancey Graziano ---------------------------------- Signature Chancey Graziano ---------------------------------- Name/Title Page 7 of 7 -----END PRIVACY-ENHANCED MESSAGE-----